On January 13, 2025, the U.S. Securities and Exchange Commission (the “SEC”) announced settled charges against twelve firms for recordkeeping ...

Two Wall Street titans are shelling out a combined $60 million to the U.S. Securities and Exchange Commission for allegedly ...

Commissioner Mark Uyeda will take over running the U.S. Securities and Exchange Commission as the agency awaits the Senate ...

The US Securities and Exchange Commission sues Elon Musk saying he failed to disclose Twitter ownership in a timely manner.

January 13, 2025, 3:37 PM ESTBanking & Financial Services December 27, 2024, 7:53 AM ESTHealth Care December 12, 2024, 8:10 AM ESTHealth Care December 11, 2024, 2:56 PM ESTManufacturing November ...

Regulatory authorities continue to advance initiatives to improve the efficiency and sophistication of global securities ...

The has SEC said that starting in April 2022, it authorized an investigation into whether any securities laws were broken in ...

This Client Alert provides an overview of new developments and highlights key considerations for calendar year-end public ...

Top Republican officials at the U.S. Securities and Exchange Commission are poised to begin overhauling the agency's cryptocurrency policies potentially as early as next week when President ...

The U.S. Securities and Exchange Commission filed an enforcement action alleging the Chicago-based firm tried to cover up ...

BlackRock CEP Larry Fink advocates for tokenization of bonds and stocks, citing efficiency, transparency, accountability and ...

The ETFs aim to track 200% of their reference assets' daily performance through swaps, call options, and direct investments.