Aequitas Capital Management, which occupies more than a floor of this Kruse Way office building in Lake Oswego, informed employees of another layoff Friday amid mounting financial problems. (Jeff ...
To continue reading this content, please enable JavaScript in your browser settings and refresh this page. Federal securities regulators allege Kristofor R. Behn didn ...
Investors burned in the Aequitas financial scandal scored a major victory Tuesday when a handful of accounting firms, securities operations and lawyers accused of aiding and abetting the fraud agreed ...
OREGON, USA — A federal judge on Thursday sentenced three former Aequitas Capital Management executives to prison for their roles in one of Oregon’s largest investor fraud cases. Former Aequitas Chief ...
Aequitas Management, the Oregon-based RIA accused in 2016 of running a massive Ponzi-like scheme, and its top executives have finally settled with the Securities and Exchange Commission. CEO Robert ...
To continue reading this content, please enable JavaScript in your browser settings and refresh this page. Oliver pleaded guilty Friday to conspiracy to commit mail ...
PORTLAND, OR--(Marketwired - Mar 31, 2014) - Aequitas Capital, a Portland, Ore.-based alternative asset management company, announced that R. Scott Wood has joined the firm as General Counsel. Mr.
It looks one town is big enough for two of them. That is, there is enough room for two private market exchanges in Canada, according to the chief executive of Aequitas. This comes in response to last ...
Aequitas Capital appoints William Ruh to SVP and Managing Partner Click here for high-resolution version PORTLAND, OR--(Marketwired - Jan 8, 2014) - Aequitas Capital today announced that William Ruh ...
Toronto-based stock exchange operator Aequitas Innovations Inc. is launching a campaign against the high cost of market data in Canada that includes taking these concerns, and Toronto-based TMX Group ...
Aequitas Capital Management said Tuesday that it has named Brett Brown as senior vice president of business operations. Previously, Brown worked at Orbis Investments where he held leadership positions ...
Lake Oswego, Ore.-based Aequitas Capital Management is close to selling its subsidiary, Lake Oswego, Ore.-based CarePayment, according to the Portland Business Journal. CarePayment CEO Craig Hodges ...